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Client Bill of Rights

Through all market cycles, you can expect:

  1. Exceptional Service - Our team aims to provide you with prompt and friendly service. Our work is focused on you and being your advocate. We align our approach with your goals so that you know every recommendation we make is in your best interests.
  2. Current Strategies– Our team strives to be current while sticking to time-tested investment fundamentals. We are up to date in everything we do, from the technology we use in the office to the investment strategies we offer.
  3. Transparency - Working with a Financial Advisor requires a high level of trust. Therefore we believe in being as transparent as possible. We want you to know how we are managing your investments so that you can have the highest level of confidence in your investment strategy.
  4. Confidentiality - You have the right to the highest level of confidentiality. We adhere to the highest standards outlined by the SEC, FINRA , and state and regulatory options.
  5. Subject Matter Expertise – You have the right to a diversified set of experience from the financial team supporting you. The bench strength within the Granite team, along with our partners at LPL Financial provides us with industry leading support, technology, and research.
  6. Straight-forward Communication – The investment world is an extremely complex and robust world. We strive to simplify it for you by carefully educating you and adhering to time tested financial fundamentals.
  7. Accuracy - You have the right to accurate reporting of your account balances, performance reporting, and fees.
  8. Personalized Expertise – You have to right to a knowledgeable advisor who understands financial markets and also understands YOU. Every person has a different set of goals and risk tolerance. Your advisor will make recommendations tailored to your needs.
  9. Value - We are here to be your trusted financial partner. Our goal is to provide value to our clients throughout their investment lifetime and fully earn our compensation.
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